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The Financial Industry Regulatory Authority, Inc Financial Service

FINRA is the leading private-sector provider of financial regulatory services, dedicated to investor protection and market integrity through effective and efficient regulation and complementary compliance and technology-based services. FINRA touches virtually every aspect of the securities business - from registering and educating all industry participants, to examining securities firms, enforcing both FINRA rules and the federal securities laws, and administering the largest dispute resolution forum for investors and registered firms.

Website: finra.org

Phone: (301) 590-6500

9509 Key West Ave Rockville, MD 20850 ·144.12 mi

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